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OCM
Expert Insights
What We Think
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Custom Notes
Bespoke investments for highly specific needs.
Case Study
A deeper dive on how we take advantage of opportunities.
Market
Insights
"While risks remain to the markets and the economy, as they always do, it is important to remember that a well‐executed and diversified, long‐term‐focused financial plan can overcome bouts of even intense volatility, like we have seen over the last 18 months. "
Unique
offerings
Custom Notes
21.1
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.2
Issuer
Morgan Stanley
Duration
3 years
Yield
8.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months
Contingencies
Coupon barrier 65% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, Dow Jones Industrial Average, and NASDAQ
Targeted Dates
Strike and Trade, March 19, 2021*
21.3
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.4
Issuer
UBS AG
Duration
4 years
Yield
7.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000
Targeted Dates
Strike and Trade on July 13, 2021*
21.5
Issuer
Bank of Montreal (BMO)
Duration
4 years
Yield
7.65% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on August 27, 2021*
21.6
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.8
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
8.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 65% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Friday, December 17, 2021*
"Utilizing our resources, flexibility, and an opportunistic mindset, we create custom structured notes. Our clients appreciate our proactive approach to investing and for always looking for ways to bring them relevant, exclusive, and actionable ideas."
